Govern the capability
Review what each skill reads, produces, proposes or updates before it reaches a firm.
FOR AFSLs + LICENSEES
Make AI-enabled advice operations governable.
Adial gives licensees a structured way to approve agent capabilities, define boundaries, monitor exceptions and see evidence across firms, without forcing every practice into the same operating model.
From policy on paper to controls inside the workflow.
AFSL oversight becomes more useful when approved behaviour, human accountability and audit evidence are designed into the agent skill itself.
Control who can do what
Separate roles, firms, data sources, sensitive actions and human approval responsibilities.
Encode approved requirements
Connect templates, mandatory evidence, tests and review rules to repeatable workflows.
See what needs judgement
Route missing evidence, contradictions and sensitive decisions to the right person.
Inspect the trail
See sources, versions, findings, approvals and actions instead of relying on opaque output.
Scale without flattening firms
Maintain licensee-level controls while allowing configuration around each practice.
Micro evidence inside macro supervision.
Network-level insight is only credible when it can be traced back to what happened in the individual file, workflow, approval and remediation action.
See the evidence behind the exception.
For an individual client file or practice workflow, Adial can organise source evidence, identify defined gaps or contradictions, preserve versions, route human review and record the approval or remediation trail.
See patterns without losing context.
Across firms, the AFSL can monitor recurring evidence gaps, overdue reviews, complaint or incident themes, control performance, remediation progress, adoption and emerging operational risk—with drill-down to the authorised micro record.
Scale the control plane by the whole connected team.
There is no credible single “average AFSL” because licensees range from single-practice firms to large networks. Scope the deployment by authorised advisers, connected support roles and central compliance and operations users.
Approved control
Define the policy, template, evidence and test.
Practice execution
Advisers and teams complete the governed workflow.
Automated checks
Surface evidence gaps and defined-rule exceptions.
Human review
Qualified people decide findings and remediation.
AFSL view
Monitor trends, escalations and the audit trail.
Adial supports supervision and evidence management. It does not guarantee compliance or replace licensee, adviser or authorised-person responsibilities.
Govern the agent before governing the incident.
Start by defining one approved capability and the evidence required to supervise it.
Discuss an AFSL pilot ↗